Prosperity Network Huddles
2024 Huddle Recaps
1/3/2024 FINRA Rule 2231, Advisor Insight, and Admin Academy
1/17/2024 IAR and FINRA CE, Pershing QRP Requirements, and E-Sign Requirements
2/7/2024 Albridge Reports, Bitcoin ETFs, and Texting & Instant Messaging
2/21/2024 Common BIC Application NIGOs, Fee for Service Reporting Updates, and AW Updates
3/20/2024 Check Entry Requirements, New Bitcoin ETFs, and Attestations for New Accounts Update
4/3/2024 RIA Updates, AW Updates, and Tax Deadlines
4/17/2024 ACR Updates, TN Tax Requirements, and ARG's
5/1/2024 NetXInvestor Update, AW Client Portal Updates, and Direct Business NIGOs
6/5/2024 PinPoint Updates, DTCC Reinvestment Process, and Office Sharing Requests
7/3/2024 BIC App, ETF Policy, and Compliance Manual Updates
8/7/2024 RightCapital, LVT Wrap Accounts, and AW Updates
8/21/2024 Trust Account Updates, NFG Brokerage, and Life Events Team
9/4/2024 Status Dashboard Definitions and Client Portal QR Codes
9/21/2024 BIC App Updates, New AW Reporting, and Pershing Fee Updates
10/02/2024 Year End CE Reminders, POA Requirement Update, and Bulk Client Portal Invites
10/16/2024 Year End Checklist, E-Signature Reminders, and Hurricane Relief