Prosperity Huddle Archives
2023 Huddle Recaps
1/4/2023 Inactive Account Fees, Gift Logs, and SEC Marketing Rule
1/11/2023 QRP Accounts, CE Requirements, and Financial Plan Design
1/18/2023 BIC App, SLAs, and New Year Reminders
2/1/2023 Risk Variance Notices, ABQs, and OSJ Webinar
2/8/2023 Secure 2.0, Turbo Tax, and Service Structures
2/15/2023 Strategic Partners, Social Media, and PinPoint Reminders
3/1/2023 Abandoned Property, BIC App Updates, and Special Pricing
3/8/2023 Texting Reminders, Client Appreciation, and Pink Flamingo Marketing
3/15/2023 Complaint Handling, Updated Docupace Routing, and Growth360
4/6/2023 Tax Deadlines, MAA New Fee Tiers, and AW Support Center
4/12/2023 Money Market Options, BIC App Updates, and Marketing Webinars
4/19/2023 IRS Deadline Extension, Member Experience Survey, and Connect2Peers
5/3/2023 UIT Trading in AW, Member Experience Survey, and Audit Tips and Tricks
5/10/2023 CIM Client Commentaries, MAA Manager Program, and Financial Planning Webinars
5/17/2023 News in AW, Vendor Catalog in AW, and Welcome Eric Bowen
6/7/2023 Buy List Fund Removal, 1040 Planning, and New SLAs
6/14/2023 Branding Workshops, Copytalk Webinar, and Connect2Peers
6/21/2023 Out of Country Alerts, Sunsetting of Cetera Emails, and Secure Email & PII
7/5/2023 ACATs without Statements, PinPoint Updates, and New Missouri Regulations
7/12/2023 Client Net Worth View in AW, QPR and Billing Schedules, and Upcoming Growth Lab
7/19/2023 Compliance Manual Updates, Social Media Tool, and Cetera Form and Policy Updates
8/2/2023 T+1 Trades, Electronic CRS Delivery, and Compliance Best Practices
8/16/2023 PinPoint Reminders, Missing Client Profile Info, and MAA Trade Analysis Tool
9/6/2023 Bene Annuity Reminders, BIC App Updates, and Trust Form Updates
9/13/2023 CE Reminders, C Shares, and Hiring an Advisor
9/20/2023 Advisory Account NIGOs, PTA Attestations, and NRA Required Training
10/4/2023 ABQs, Asset Movement Workshop, and Client App
10/11/2023 Vulnerable Adults and Growth Lab
11/1/2023 Client Deaths, ACRs, and New Cetera Teams
11/15/2023 End of Year Reminders, ACRs, and Office Closures