
Dianne L. Eggert
Compliance Manager
Dianne interacts daily with advisors and team members as it relates to compliance, supervision and educational topics and events and is also responsible for day-to-day OSJ supervision of new account approvals, trade review, office inspections.
Dianne holds series 6, 7, 24,53, 63 and 66 registrations. Dianne was associated with Prosperity from 2000-2008 as a Registered Admin and was an internal auditor for Voya for 11 years prior to “rejoining” Prosperity in October 2019.