Dianne L. Eggert, CFE

Dianne interacts daily with advisors and team members as it relates to compliance, supervision and educational topics and events and is also responsible for day-to-day OSJ supervision of new account approvals, trade review, email and correspondence review, and other compliance requirements.

Dianne holds series 6, 7, 24,53, 63 and 66 registrations. She is a Certified Fraud Examiner (CFE) with over 25 years of industry experience. Dianne was associated with Prosperity from 2000-2008 as a registered admin and was an internal auditor for Voya for 11 years prior to “rejoining” Prosperity in October 2019.

Dianne is an OSJ Principal of Cetera Advisors LLC.