Broker Check
Dianne Eggert

Dianne Eggert

Compliance Analyst

Dianne is an OSJ Delegate primarily responsible for principal review of correspondence, blotters, gift logs, flagged trades, and flagged emails.  Dianne holds series 6, 7, 24, 63 and 66 registrations. Dianne was associated with Prosperity from 2000-2008 as a Registered Admin and was an internal auditor for Voya for 11 years prior to “rejoining” Prosperity in October 2019.