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Dianne Eggert

Dianne Eggert

Manager of Compliance and Education

Dianne interacts daily with advisors and team members as it relates to compliance, supervision and educational topics and events and is also responsible for day-to-day OSJ supervision of new account approvals, trade review, office inspections.

Dianne holds series 6, 7, 24, 63 and 66 registrations. Dianne was associated with Prosperity from 2000-2008 as a Registered Admin and was an internal auditor for Voya for 11 years prior to “rejoining” Prosperity in October 2019.