Broker Check
Alan Topolski

Alan Topolski

Compliance Analyst

Alan is an OSJ Delegate primarily responsible for principal review of correspondence, blotters, gift logs, flagged trades, and flagged emails. 

Alan holds Series 7, 9, 10, 4, 24, 63 & 66 securities registrations. Prior to joining Prosperity, Alan was with Fifth Third Securities in Cincinnati, where he was a General and Options Principal of the firm. Prior to that, Alan spent nine years at Fidelity investments in various roles, from customer service representative, to stock trader, to principal review.