Broker Check
Alan Topolski

Alan Topolski

Manager of Compliance and Education

Alan interacts daily with advisors and team members as it relates to compliance, supervision and educational topics and events and is also responsible for day-to-day OSJ supervision of new account approvals, trade review, office inspections. Alan holds Series 7, 9, 10, 4, 24, 63 & 66 securities registrations. Prior to joining Prosperity, Alan was with Fifth Third Securities in Cincinnati, where he was a General and Options Principal of the firm. Prior to that, Alan spent nine years at Fidelity investments in various roles, from customer service representative, to stock trader, to principal review.