Broker Check

Support Excellence

Easy To Do Business:

  • Dedicated transition support and guidance
  • Home office support team (Resource Center)
  • Branch support staff (Service First Team)
  • Regulatory supervision, guidance and training
  • Client and advisor referrals
  • Online Insurance Appointment Registration
  • Provider and vendor discounts
  • Online Continuing Education (CE)
  • Live training modules

Constant Improvement:

  • Annual Practice Reviews
  • Best Practices Library
  • Pentameter
  • Discover Prosperity Workshops

Personal & Business Benefits:

  • Provider and vendor discounts
  • Discount and preferred pricing program
  • Mentorship and coaching program

Getting New Clients:

  • Connect2Clientsâ„ , an Online Marketing Center
  • Approved Social Media use
  • Discounted marketing services
  • Approved website vendors
  • Annual marketing events and ideas
  • Prosperity Co-Brand opportunities
  • Fit To Retire

Dol Dynamiqs

  • iQuantify
  • iAnalytics
  • DOL Roadmap

Technology:

  • Online technology workstation including account opening (SmartWorks)
  • Interactive forms grid guide to paperwork
  • Online resource library for variety of tools (Broker-Dealer Center)
  • Access Pershing brokerage accounts NetX360™ and NetXClient
  • Document management including imaging and workflow (Docupace)
  • Web based forms population system (Laser App)
  • Business development tool (Pentameter)
  • CashEdge
  • Albridge® Wealth Reporting™
  • Morningstar® Advisor Workstation™
  • Model management , drift tolerances and dashboard, rebalancing, blast-trading, customizable alerts
  • AdvisoryOnline2.0 Dynamic, on-demand reports for performance, AUM, cost basis, fees
  • Customizable, full-color Quarterly Reports
  • RedTail(CRM) Integration
  • MoneyGuideSuite (MoneyGuideBrokerand MoneyGuidePro)
  • Morningstar® Reports
  • Morningstar®AdvisorWorkstationSM
  • MarketWatchResearch
  • Complete account data Integrated
  • SEC Books and Records alerts and record keeping

Our Operations & Member Experience Means That You Can Expect ...

  • Centralized customer service support, processing services, and operational support provided by Prosperity in addition to the support services provided by Cetera Advisors
  • Thorough discovery conversations and meetings to allow you to make an educated and informed decision to join Cetera Advisors and Prosperity Network of Advisors
  • Dedicated Prosperity transition management providing a heightened level of support during the transition of your client book to Cetera Advisors

Our Compliance & Education Means You Can Expect...

  • Compliance services and sales with supervision provided in a spirit of education and success
  • Regular one-on-one education and training in addition to learning opportunities made available through Cetera Advisors

Our Business Administration Excellence Means You Can Expect ...

  • Focusing the people and resources of Prosperity Network toward common goals and objectives
  • Developing systems to support the needs of our teams so they are able to service our members
  • Creating metrics to evaluate our use of resources as well as the growth of our members

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