Broker Check

Subject Matter Knowledge


  • Diverse and extensive product choices
  • Non-proprietary product shelf
  • Due diligence and risk management overlay to reduce risk

Advisory Programs:

  • Three leading Advisor-directed wrap programs to choose from (Preferred, Prime, Premier)
  • Turnkey platform (MF/ETF Advisory Program)
  • Next Generation Managed Accounts (xMA®) — 70+ managers and 100+ investment styles

Comprehensive Research:

  • Daily Market Briefings
  • Research Select List (80+ mutual funds)
  • Premium Research Services
  • Monthly Market Monitor
  • Monthly and Quarterly Market Recap
  • Market Commentaries on current investment topics

Advanced Planning Group:

  • Tax and legal updates
  • Consultations: Wealth transfer retirement funding and distribution business and succession planning
  • Written authority and specimen documents

Retirement Plan Solutions

Sales Solution Team:

  • Product guidance and solutions

Wealth Management Consulting Team:

  • Advisory platform expertise

Divorce Financial Analyst

  • Providing guidance and expertise to clients navigating the financial complexities of divorce

Special Needs Placement

Succession Planning

  • We partner with you to find a suitable successor for transition due to death, disability or retirement giving peace of mind to your family and clients

Mergers & Acquisitions Support

  • This service includes locating potential sellers, tailoring the transition process and securing financing for the acquisition

Charitable Planning

Technology Support, Solutions and Expertise

Have a Question

Thank you!