Denver-based Cetera Advisors is a nationally registered investment adviser with the SEC and a FINRA registered broker/dealer. Cetera Advisors is a Cetera Financial Group company with more than 9,500 U.S. investment representatives. That makes Cetera one of the largest providers of investment services to independent financial planners in North America. When you choose to affiliate with Cetera Advisors you’ve made a strategic decision to position yourself for long-term growth through industry-leading support, technology resources, and services. You’ll benefit from the freedom and flexibility of being on our team. You’ll have easy access to everyone in our organization – all the way to the top – when you need it. And the peer-to-peer culture you’ll experience from our nationwide network of like-minded, independent advisors will give you new insights for practice management and growth strategies.
Prosperity is Cetera’s largest U.S. OSJ branch, benefitting from services including:
Leadership Excellence
- Nationwide expertise in all disciplines
- Top performing private equity investors
- Board of Directors governance
Extensive Products
- Diverse and extensive product choices
- Non-proprietary products
- Due diligence and risk management to reduce risk
- Mutual Fund strategic partners
- Donor-advised funds
Multiple Advisory Programs
- Hands-on, fully custom, advisor-directed solutions
- Customizable asset allocation models constructed and managed by a third-party
- Ability to combine multiple models into one account (includes your own models as well as those of third parties, and strategists)
- More than 100 strategists, more than 300 account managers and access to a full product shelf of securities
- My Advice Architect, Cetera’s advisory platform, guides you through the portfolio construction and management processes and provides an advice-centric experience to clients
- AdvicePay fee-for-service financial consulting and automated billing
- Plan advice & consulting
- ERISA participant advice program
Expert Technologies
- AdviceWorks™ is a brandable advisor dashboard for account opening and maintenance with e-sign capabilities, a client portal including document sharing as well as reporting and analytics
- FMG MarketingCentral simplifies crafting, streamlining and automating your marketing strategy
- MyRepChat allows advisors to compliantly text with clients
- PinPoint automates and streamlines regulatory processes
- Docupace document management and workflow
- Online UIT trading
- NetX360™ and NetXClient access to Pershing accounts
- Albridge® Wealth Reporting™
- MoneyGuideSuite (MoneyGuideBroker and MoneyGuidePro)
- Approved social media systems
- Discounted marketing services
- Approved website vendors
- Provider and vendor discounts
- Morningstar® Reports
- Morningstar® AdvisorWorkstationSM
Resources & Programs
- Engagement team support services
- Regional growth officer support to help you grow your business
- Affluent market capabilities with solutions for high-net-worth clients
- Growth Line program designed to optimize your digital presence
- LeadEngine a Cetera program for attracting and reaching new clients
- Solutions offering retirement plan products, services and expertise
- Growth360 allows you to expand your business through a peer-driven framework
- Advanced Planning Group provides thought leadership in wealth transfer, including tax, estate, and insurance
- Retirement plan solutions, including consultants and plan specialists
- Comprehensive Research
- Research Select List (75 mutual funds across 11 equity and fixed income categories)
- Quarterly market outlook content
- Portfolio solution team offering product guidance and solutions
- Wealth management consulting team offering advisory platform expertise
- Lending solutions
- TriState Capital Bank
- Access TSC
- Continuity and succession planning
- Comprehensive support through the Legacy Builder program
- Qualified Buyer Program