The Form CRS was recently updated.
You may have noticed the Cetera Advisors Form CRS was recently updated. We wanted to take the opportunity to remind you to always use the most current Form CRS. If you have any old copies of the Form CRS, please delete or destroy them. You can always find the most current Form CRS by searching for CA 697 in Adviceworks.
Reminder: The Form CRS must be delivered separately and apart from any account opening paperwork. The Form CRS provided as part of the AIF or as part of the Adviceworks Docusign process is not sufficient. In addition, the Form CRS must be delivered no more than 30 days prior to the recommendation.
This handy chart helps keep track of when to deliver the Form CRS and how to properly document the delivery:
Please contact the Prosperity Network Compliance Team with any questions: compliance@prosperityadvisors.com or 913-529-5500 Option 2.
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